備考CFA考試各個(gè)階段都是要學(xué)習(xí)練習(xí)的，CFA考試備考中也是要大量的做題、刷題，對(duì)于CFA考試中的道德知識(shí)點(diǎn)你掌握的如何？跟著小編一起看看道德考試題吧！

According to the Standard on independence and objectivity，members and candidates：

A.may accept gifts or bonuses from clients.

B.may not accept compensation from an issuer of securities in return for producing research on those securities.

C.should consider credit ratings issued by recognized agencies to be objective measures of credit quality.


【答案】A

【解析】Gifts from clients are acceptable under Standard I（B）Independence and Objectivity，but the Standard requires members and candidates to disclose such giftsto their employers.Standard I（B）allows issuer-paid research as long as the analysis is thorough，independent，unbiased，and has a reasonable and adequate basis for its conclusions，and the compensation from the issuer is disclosed.Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.

雖說CFA道德考試題不是金融知識(shí)，但是在考試中的占比也是很大一部分的，考生備考CFA考試尤其要做CFA課后習(xí)題和mock。如果需要這些資料可以在線咨詢或者添加老師微信。