CFA考試中是需要考生掌握道德知識的，那在備考CFA考試中是不是做題了？今天跟著小編一起看看CFA道德考試題，看看是不理解了？
Kirsten Kelso, CFA, is a research analyst at an independent research firm. Kelso is part of a team of analysts who focus on the automobile industry. Recently, Kelso disagreed with two research sell recommendations written by her team even though she felt confident the research process was properly conducted. In a webcast open to all institutional but not retail clients, Kelso states “even though my name is on the sell reports, these stocks are a buy in part because sales and share prices for both auto companies will rise significantly due to strong demand for their vehicles.” Kelso’s actions would least likely violate ...?
A. Fair Dealing
B. Communication with Clients
C. Diligence and Reasonable Basis
解析：選C。采用排除法。網(wǎng)絡(luò)直播向機構(gòu)客戶開放、但不向散戶開放的行為違背了公平交易(Fair Dealing)，因為沒有公平對待所有客戶，排除A項。Kelso說：“盡管我的名字出現(xiàn)在銷售報告上，但這兩家公司的股票仍值得買入，部分原因是它們的汽車需求強勁，這兩家公司的銷量和股價將大幅上漲?！边@段話違背了客戶溝通(Communication with Clients)原則，因為沒有將事實與意見分開，排除B項。對于C項，沒有語句說明Kelso不勤勉合理。
CFA備考是不是需要相關(guān)的CFA考試題？如果需要相關(guān)的CFA考試題可以看看融躍CFA考試題庫哦！可以幫助考生學習練習！
CFA知識學習是長期的事情，但是堅持CFA考試是每一位學員應(yīng)該做到的。通過CFA考試掌握更多的金融知識，讓自己變成富有的人。更多CFA備考知識、資料領(lǐng)取及學習答疑的事情，學員可以在線咨詢老師或者添加老師微信。
