CFA一級(jí)倫理道德題說(shuō)難也不難，需要考生的理解，是基礎(chǔ)的記憶知識(shí)點(diǎn)，主要你掌握了CFA道德知識(shí)，這些題是不難的，那你會(huì)不會(huì)做呢？堅(jiān)持下去，一定能拿下CFA道德的！

Which of the following statements about the Standard on misconduct is most accurate?

A  Misconduct applies only to a member or candidate’s professional activities.

B  Neglecting to perform due diligence when required is an example of misconduct.

C  member or candidate commits misconduct by engaging in any illegal activity.

這道題就是CFA一級(jí)道德的考題，看看你知道考察的是什么呢？能不能想起你學(xué)習(xí)的知識(shí)呢？

【答案及解析】B  Failing to act when required by one’s professional obligations, such as neglecting to perform due diligence related to an investment recommendation, violates Standard I(D) Misconduct. Acts a member commits outside his professional capacity are misconduct if they reflect poorly on the member or candidate’s honesty, integrity, or competence (e.g., theft or fraud).Violations of the law that do not reflect on the member or candidate’s honesty, integrity, or competence (e.g., an act related to civil  disobedience) are not necessarily regarded as misconduct.

【核心詞匯】Misconduct：瀆職行為

是指CFA會(huì)員的任何欺詐、誘騙、不是的行為，或者任何有悖于其職業(yè)聲譽(yù)和公正性行為。