CFA一級(jí)道德內(nèi)容說(shuō)難也不難,但是在考試中這個(gè)科目也是重點(diǎn),那你復(fù)習(xí)的如何呢?不知道你準(zhǔn)備的怎樣?今天小編帶著CFA一級(jí)考試題來(lái)了,看看你知道這是道德哪個(gè)知識(shí)點(diǎn)?
Bill Cooper finds a table of historical bond yields on the website of the U.S. Treasury that supports the work he has done in his analysis and includes the table as part of his report without citing the source. Has Cooper violated the Code and Standards?
A Yes, because he did not cite the source of the table.
B Yes, because he did not verify the accuracy of the information.
C No, because the table is from a recognized source of financial or statistical data.
【答案及解析】C According to Standard I(C) Misrepresentation, members and candidates must cite the sources of the information they use in their analysis, unless the information is factual data (as opposed to analysis or opinion) from a recognized financial or statistical reporting service. The U.S. Treasury is one example of a recognized source of factual data.
【核心詞匯】:Code and Standards-Key points 準(zhǔn)則與標(biāo)準(zhǔn)-要點(diǎn)聲明
是指CFA機(jī)構(gòu)對(duì)倫理道德標(biāo)準(zhǔn)的解釋聲明。
具體包括以下4點(diǎn):(1)道德標(biāo)準(zhǔn)旨在保障置業(yè)投資行為的完善。(2)標(biāo)準(zhǔn)是一種全球范圍的道德準(zhǔn)則,無(wú)論其工作職能、文化或地方有何不同。(3)所有CFA會(huì)員和考生都要準(zhǔn)守準(zhǔn)則。(4)把該準(zhǔn)則告知雇主不是必要的,但建議這么做。
所以對(duì)于2021年CFA一級(jí)道德不清楚的可以在線咨詢幫助你更多的學(xué)習(xí)備考CFA!
閱讀排行
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