CFA考試備考不管是知識(shí)學(xué)得怎么樣，但是你要的是將知識(shí)點(diǎn)落實(shí)到考題上，那你考題做的怎么樣了呢？2021年2月考試也僅剩1個(gè)月的時(shí)間了，今天小編帶著CFA道德題來(lái)了！

In the case of a complaint about a member’s professional conduct, CFA Institute Professional Conduct Program staff are least likely to:

A  review documents and records related to the complaint.

B  request an interview with the member or with the party making the complaint.

C  suspend the member’s right to use the CFA designation while an investigation is in progress.


答案解析：C  The process for enforcing the Code and Standards does not include suspending a member or candidate while an inquiry is in progress. If CFA Institute Professional Conduct staff receive information that prompts an inquiry, the staff may request information from the member or candidate, interview parties who initiated a complaint, or review relevant records and documents.

核心詞匯  ：

CFA Institute Professional Conduct Program （PCP）：CFA機(jī)構(gòu)職業(yè)行為計(jì)劃

是指CFA機(jī)構(gòu)規(guī)定的CFA會(huì)員以及準(zhǔn)會(huì)員的職業(yè)行為要求與監(jiān)管委員會(huì)的執(zhí)行管理程序，包括個(gè)人行為陳述以及出現(xiàn)問(wèn)題后CFA機(jī)構(gòu)的處理程序等。