CFA一級考試是基礎(chǔ),備考中是不是練習了呢?今天分享一下CFA一級考試題,看看這些題是不是在有限的時間內(nèi)做對呢?
1、Lawrence Hall, CFA, and Nancy Bishop, CFA, began a joint research report on Stamper Corporation. Bishop visited Stamper's corporate headquarters for several days and met with all company officers. Prior to the completion of the report. Bishop was reassigned to another project. Hall utilized his and Bishop's research to write the report but did not include Bishop's name on the report, because she did not agree with Hairs conclusion included in the final report. According to the CFA Institute Standards of Practice Handbook, did Hall violate any CFA Institute Standards of Professional Conduct?[單選題]
A.No.
B.Yes, with respect to misrepresentation.
C.Yes, with respect to diligence and reasonable basis.
正確答案:A
答案解析:"Guidance for Standards I-VIT7, CFA InstltuteMembers are in compliance with CFA Institute's Standard V (A) Diligence and Reasonable Basis, If they rely on the research of another party who exercised diligence and thoroughness. Because Bishop's opinion did not agree with the final report, disassociating her from the report Is one way to handle this difference between the analysts.
2、Which of the following least likely describes an advantage of investing In hedge funds through a fund of funds? A fund of funds may provide investors with:[ 單選題)
A.lower fees due to economies of scale.
B.access to funds that are closed to new investors.
C.access to managers with expertise in finding reliable and good-quality hedge funds.
正確答案:A
答案解析:"Alternative Investments/ Bruno Solnik and Dennis McLeaveyA is correct because the fees on fundsof funds are usually higher. The fund of funds manager charges a fee, and there Is a fee charged by each hedge fund.