備考CFA考試中道德科目的知識學習的如何?考生在備考CFA考試中道德科目的知識點記憶的如何?CFA這個科目不像其他科目一樣,這個需要考生理解記憶就可以了!那今天跟著小編一起看看這個科目的考試題,看看是不是*掌握了呢?


Charles Mbuwanga, a Level 3 CFA Candidate, is the Business Development Manager for Sokoza Investment Group, an investment management firm with high-net-worth retail clients throughout Africa. Sokoza introduced listed Kenyan Real Estate Investment Trusts (REITs) to its line of investment products based on new regulations introduced in Kenya so as to diversify its product offering to clients. The product introduction comes after months of researching Kenyan property correlations with other property markets and asset classes in Africa. Sokoza assigns Mbuwanga as part of the sales team in introducing this product to its clients across Africa. Mbuwanga subsequently determines that most of Sokoza’s clients’ portfolios would benefit from having a small Kenyan property exposure to help diversify their investment portfolios. By promoting the Kenyan REITS for Sokoza’s client portfolios as planned, Mbuwanga would least likely violate which of the following Standards?

A. Suitability

B. Knowledge of the Law

C. Independence and Objectivity

解析:選C。排除法。A項,雖然進行了有關(guān)相關(guān)性的研究,但沒有進行基于每個客戶的回報和風險目標的分析,因此違背了適應(yīng)性。B項,他沒有確定肯尼亞REIT產(chǎn)品在他的客戶居住的每個國家是否被允許,因此違背了知法。C項,該產(chǎn)品的推出經(jīng)過了數(shù)月的研究,且沒有明顯的其他目的,因此可以認為獨立客觀得到了*。

備考CFA考試這個科目的知識不要忽視,往往就是在這個科目上失分導(dǎo)致通過不了考試,如果考生需要相關(guān)的課程,這邊有CFA道德訓練營學習哦!