CFA道德在2022年CFA教材中是zui后一章節(jié)，那在備考2022年CFA道德你復(fù)習(xí)的如何呢？是不是掌握了很多知識(shí)點(diǎn)呢？今天跟著小編一起看看吧！

Sue Kim, CFA, a US citizen, works as an analyst for a subsidiary of a US investment firm on a small island that attracts offshore investment accounts. Local securities laws allow insider trading. While having dinner with the CEO of a local company, Kim learns that the firm is in negotiations to be acquired for a significant premium. Would Kim most likely comply with the CFA Institute Standards if she purchased the company’s shares for her client accounts?

A.No.

B.Yes, local laws allow insider trading.

C.Yes, if she receives permission from compliance department.

答案：A

解析：CFA準(zhǔn)則中“知法守法”一條要求，如果涉及多個(gè)法律法規(guī)、CFA的道德準(zhǔn)則，遵守其中zui嚴(yán)格的。雖然當(dāng)?shù)胤稍试S內(nèi)幕交易，但是CFA準(zhǔn)則不允許，所以應(yīng)該遵循CFA準(zhǔn)則的要求。

Ward is scheduled to visit the corporate headquarters of Evans Industries. Ward expects to use the information he obtains there to complete his research report

A. Accept the expense-paid trip and write an objective report.

B. Pay for all travel expenses, including costs of meals and incidental items.

C. Accept the expense-paid trip but disclose the value of the services accepted in the report.

答案：B

解析：根據(jù)“獨(dú)立客觀性”，zui佳方案是任何可能會(huì)影響到獨(dú)立客觀的禮物/安排，zui好都不要接受。因此，由Ward支付所有費(fèi)用為正確答案。

答案C詳接受安排但披露，該解決方案不如A避免利益沖突那樣合適。

CFA知識(shí)點(diǎn)的學(xué)習(xí)是幫助學(xué)員更好掌握CFA的基本知識(shí)點(diǎn)，如果學(xué)員還有更多想要學(xué)習(xí)的內(nèi)容，可以在線咨詢老師。