CFA一級(jí)倫理道德考試題又來(lái)了，CFA中的倫理考試題很重要的，畢竟CFA道德在考試中的占比是高的，小編給你看看這道考試題你會(huì)不會(huì)呢？

Green Brothers, an emerging market fund manager, has two of its subsidiaries simultaneously buy and sell emerging market stocks. In its marketing literature, Green Brothers cites the overall emerging market volume as evidence of the market’s liquidity. As a result of its actions, more investors participate in the emerging markets fund. Green Brothers most likely:


A   did not violate the Code and Standards.

B   violated the Standard regarding market manipulation.

C   violated the Standard regarding performance presentation.

這道考試題的核心詞匯Liquidity：流動(dòng)性，是指一項(xiàng)資產(chǎn)能迅速地以合理價(jià)格買(mǎi)賣(mài)的可能性。那這道題的解析是怎樣的呢？

B The intent of Green Brothers’ actions is to manipulate the appearance of market liquidity in order to attract investment to its own funds. The increased trading activity was not based on market fundamentals or an actual trading strategy to benefit investors. It was merely an attempt to mislead market participants in order to increase assets under Green Brothers’ management. The action violates Standard II(B) Market Manipulation.

如果你在CFA課程學(xué)習(xí)方面遇見(jiàn)不同的困難，不妨在線聯(lián)系，讓老師為你進(jìn)行課程的解答。同時(shí)還可以試學(xué)課程，找到適合自己的內(nèi)容，更好的幫助你考試。